Clinician and Institution Level Variation:
The Road Ahead
Douglas A Colquhoun, MB ChB, MSc, MPH
Assistant Professor, University of Michigan
Associate Research Director, MPOG
Financial relationships:
- Medscape, Inc Honorarium (2022)
Research Funding from (PI/Co-PI):
- National Institutes of Health
- Heart Lung and Blood Institute (K08-HL159327)
- Institute on Drug Abuse (R61-DA059168)
- Foundation for Anesthesia Education and Research (2021)
- Merck & Co Research Funding involving Sugammadex (2019-2021 to U-M)
Disclosures:
Outline:
Understanding variation in care is foundational to research and quality improvement
practice
Why structure of healthcare organizations matters in thinking about variation
MPOG Initiatives to incorporate and understand structure on variation for research and
quality improvement
Thank You!
Synthesis of work of many across MPOG Missions
Presenting these ideas and work from across MPOG team
Feedback from many in the iterative development of this talk
Some (Fictional) Hospitals:
Hospital B Hospital CHospital A Hospital D
Some (Fictional) Hospitals:
Ballachulish
Regional
Coldbackie
District
Ardnamurchan
General
Drumnadrochit
Memorial
Mrs McTavish Needs Surgery:
Ballachulish
Regional
Coldbackie
District
Ardnamurchan
General
Drumnadrochit
Memorial
Mrs McTavish needs
Carpal Tunnel Release
Will she receive
General or Regional
Anesthesia?
5% GA 80% GA10% GA3% GA
Carpal Tunnel Under General Really?
Harris et al. Hand. 2020
By Center (n = 113)
By Surgeon (n=780)
Rate of General Anesthesia
What is Unexplained Variation in Healthcare?
Differences in healthcare process,
resources or outcome
Measured across (examples):
Time
Patient groups
Clinicians
Hospitals
Geographic
Care that differs in ways that are not a
direct and proportionate response to
available evidence; or to the healthcare
needs and informed choices of patients.”
State Level
Variation in
Neuraxial Use in
Labor
Butwick et al
JAMA Netw
Open 2018
Structure and Variation
The clinician-patient interaction is informed
by professional training and prior experience
But also impacted by facilities and resources
available and culture and “normal practice”
Structures result in differences in patient
care
Structure and Variation
The clinician-patient interaction is informed
by professional training and prior experience
But also impacted by facilities and resources
available and culture and “normal practice”
Structures result in differences in patient
care
May be described as “levels”
Why Study Unexplained Variation? Quality Improvement
Programmatic QI is about
understanding and minimizing
unexplained variation
In areas where there are established
practices or standards
Emphasizes role of processes,
equipment, training and practice
Understanding contribution of
structural and systematic features
Tension between responding to
individual events and looking for
patterns across organizational units
Why Study Unexplained Variation? Research
Unexplained Variation as a Focus:
Variation in practice and patient outcome
Differences in practice across hospitals or
geographical areas
Differences across clinicians
Understand questions of equity and efficacy
of care
Statistical approaches can quantify
contribution to overall variation
These effects are real…
Mathis MR et al
Anesthesiology 2023
McIssac D et al
Anesthesiology 2018
Pennington B et al
Unpublished
Janda AM et al
BJA 2022
Question
Inotrope Use in
Cardiac Surgery
GA vs Neuraxial
for Hip Fracture
TIVA for General
Anesthesia
Benzodiazepines
in Cardiac Surgery
Percent
Variation At
Each Level
Hospital 23% 20% 34% 55%
Clinician 6.8% 20% 18% 15%
Patient or
Unexplained
71% 60% 48% 31%
Why Study Unexplained Variation? Research
Variation in Practice is Necessary for
Inference:
Emerges from uncertainty
Everybody is doing what they believe is best
for individual patient
Foundational for understanding connection
between an exposure and an outcome
NMB Agent PPCs
Clinician experience
or preference
absent robust data
Accredited Center of
Excellence
Intractable Resource
Constraints
Precision Medicine
Patient’s Informed
Expectations
Examples of Warranted Variation
Patient Level Clinician Level
Hospital Level
Unwarranted Variation Addressed By:
QI Initiative
(individualized feedback)
Practice Guidance
Accreditation Boards /
Specialty Training
QI Initiative
(departmental structure
/ process focus)
Health Policy / Health
Services Research
Research to determine
efficacious clinical care
Inequities / Disparities
Research
Patient Level Clinician Level
Hospital Level
Looking at the Story of Hip Fractures:
Observing Variation: Inference Powered By Variation:
Looking at the Story of Hip Fractures:
STRUCTURES ARE EVERYWHERE AND
EVOLVING
Evolving Healthcare Landscape:
Hospitals: Evolution and
Development of The Networked
Healthcare System
Single hospitals expanding as
healthcare system
Purchases/mergers with other
hospitals in surrounding area
National chains and cross-market
mergers
Clinician groups forming across
hospital or health system
boundaries
Current MPOG Community:
Single Centers becoming
parts of health systems
Mergers of health systems
participating within MPOG
Concentration of
Healthcare Provision
Anesthesiologists working
across multiple MPOG
hospitals
Fictional Examples Hospitals Merge:
Coldbackie
District
Ballachulish
Regional
Ardnamurchan
General
Drumnadrochit
Memorial
Nevis Health
Will Ardnamurchan start
following Ballaculish’s
Best Practice?
Variation May Exist Within Health Systems:
Health system networks offer
promise of sharing best practice
Reality of variable integration across
hospitals within a network
This can lead to significant variation
between sites
Looking at USNWR “Honor Roll”
Health Systems:
Complications: 1.1 4.3 x variation
Mortality: 1.1 4.1 x variation
Fictional Examples Dr Ferguson Gets a New Job:
Ballachulish
Regional
Coldbackie
District
Ardnamurchan
General
Drumnadrochit
Memorial
5% GA 80% GA10% GA3% GA
Will she start offering
Carpal Tunnel Repairs
under Regional?
Fictional Examples New Anesthesia Group:
Coldbackie
District
Ballachulish
Regional
Ardnamurchan
General
Drumnadrochit
Memorial
Will Glenfinnan
Anesthesia Group
(GAS) mandate
regional anesthetics?
Clinician Changes
Our structures are becoming more complex
Clinicians work across hospitals
Anesthesia groups cover multiple hospitals
Multiple groups within a single hospital
One health system might have multiple anesthesia
groups
Clinician Changes
Our structures are becoming more complex
Clinicians work across hospitals
Anesthesia groups cover multiple hospitals
Multiple groups within a single hospital
One health system might have multiple anesthesia
groups
More complex structures are possible:
Cross classified structures
Explainable if boundaries of clinicians and hospitals
Why does this matter? (Statistically)
Two patients being cared for at the same hospital or
clinician are not independent
Practice (and outcome) is correlated within health systems,
hospitals and clinicians
Gives falsely precise estimates underestimates differences)
Ignores opportunities to explore and understand sources
of warranted and unwarranted variation
30 Second Terminology Detour…
Mathis MR et al
Anesthesiology 2023
McIssac D et al
Anesthesiology 2018
Pennington B et al
Unpublished
Janda AM et al
BJA 2022
Question
Inotrope Use in
Cardiac Surgery
GA vs Neuraxial for
Hip Fracture
TIVA for General
Anesthesia
Benzodiazepines in
Cardiac Surgery
Percent
Variation At
Each Level
(ICC)
Hospital 23% 20% 34% 55%
Clinician 6.8% 20% 18% 15%
Patient or
Unexplained
71% 60% 48% 31%
30 Second Terminology Detour…
Mathis MR et al
Anesthesiology 2023
McIssac D et al
Anesthesiology 2018
Pennington B et al
Unpublished
Janda AM et al
BJA 2022
Question
Inotrope Use in
Cardiac Surgery
GA vs Neuraxial for
Hip Fracture
TIVA for General
Anesthesia
Benzodiazepines in
Cardiac Surgery
Measure of Variation ICC MOR ICC MOR ICC MOR ICC MOR
Variation At
Each Level
Hospital 23% 3.55 20% 2.36 34% 2.8 55% 4.19
Clinician 6.8% 1.73 20% 2.36 18% 2.2 15% 2.68
Patient or
Unexplained
71% 60% 48% 31%
Difference between ICC and MOR:
MPOG INITIATIVES TO SUPPORT AND
UNDERSTAND STRUCTURE
Dr Rumack: This woman has to be gotten
to a hospital.
Elaine Dickinson
: A hospital? What is it?
Dr
Rumack: It's a big building with
patients, but that's not important right
now.
Airplane, 1980
and that is quite important right now
Problems To Solve:
1. Reflect organizational realities in hospitals and
clinician care groups
2. Use this to understand and explain clinician and
hospital level variation
Janda AM et al. BJA 2022
A Note of Caution
Attempts to identify individual patients, clinicians or
hospitals are against both the spirit and the letter of the
MPOG Data Use Agreement
“A Hospital, What is it?”
Revisited data infrastructure for describing
hospitals and health systems
Understand that some organizations consider
“hospital” differently
Developed new location mapping hierarchies
New hospital definition aligns with American
Hospital Association
Provides objective reference standard
Allows connection to this dataset to understand in detail
the available resources
Health
System
Hospital Hospital
OR OR OR OR
Unit
Why: Did Nevis Health Equalize Glucose ASPIRE Performance?
Ballachulish
Regional
Ardnamurchan
General
Nevis Health
Applying this to Clinicians
Most clinicians in MPOG have an NPI number (National
Provider Identifier)
Observe the same provider across multiple hospitals over
time with good confidence
Required to sort out hospital effects from clinician ones
Description of practice based on observed cases or
potentially joining to external datasets
Ardnamurchan
General
Drumnadrochit
Memorial
Explaining Hospital and Clinician Variation:
Commonly large amounts of observed
variation attributable to Hospital or Clinician
Explanatory variables typically focus on
patient or case factors
Future opportunities exist to test hospital or
clinician related hypotheses:
Hospital (examples): Bed Size, Case Volume,
presence of specialty services
Clinician (examples): Practice pattern or
specialization, board certification, length of
practice
Explaining Hospital and Clinician Variation:
Hospital ID Bed Size L&D Volume Trauma
Center
2222 325 1200 Y
Clinician ID Cases Per
Year
C-Sections
Per Year
Board
Certified
3333 600 60 Y
Case ID Patient Age Preop Hb GA
C-Section
5555 34 11.6 Y
MPOG Records May Be Self Descriptive
MPOG captures every electronic anesthetic record at a given hospital
This creates a longitudinal and comprehensive picture of practice
Must be created from the entire MPOG dataset, not just the patients meeting
inclusion/exclusion criteria for a study
Future work: build a library of these, analogous to our case level phenotypes
Take Away Points:
Variation is ubiquitous in healthcare and is central to both
research and quality improvement
Structure of healthcare system must be understood to
ensure correct QI and Research solutions are used
Healthcare Systems and Hospitals are complex
organizationally but can be reflected in MPOG Data.
This allows correct attribution of variation by differences
in hospitals and clinicians
MPOG Data may be self descriptive of practice to calculate
explanatory variables